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Regulation 17
Results: 1693

#	Item
931	Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright International Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-23 11:21:10 United States securities law Funds Financial markets Financial services Exchange-traded fund Securities regulation in the United States Securities Exchange Act SEC Rule 10b-5 Net asset value Financial economics Investment Finance
932	Community Bancorp, Inc. SECOND QUARTER SHAREHOLDER UPDATE The Board of Directors is pleased to declare a quarterly cash dividend of 18¢ per share payable July 17, 2009, to stockholders of record as of Add to Reading List Source URL: www.countynationalbank.com Language: English - Date: 2013-06-17 22:05:26 Federal Deposit Insurance Corporation Subprime mortgage crisis Balance sheet Federal Reserve System Equity OneWest Bank Call report Finance Business Bank regulation in the United States
933	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 17, 2014 Admin. Proc. File No[removed] Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-04-17 17:24:38 Finance Business Securities Selling away Financial Industry Regulatory Authority Financial system United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organizations United States securities law Financial regulation
934	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No[removed]; File No. S7[removed]RIN 3235-AK86 Registration of Municipal Advisors AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-01-06 10:26:25 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Municipal bond Securities Exchange Act Investment Advisers Act Financial regulation Financial economics Government
935	CHC Regulation 17 CCR 93118 Add to Reading List Source URL: www.arb.ca.gov Language: English - Date: 2008-10-21 10:21:10 Soft matter Petroleum products Petroleum Diesel fuel Ship Tugboat Homogeneous charge compression ignition Diesel locomotive International Regulations for Preventing Collisions at Sea Transport Diesel engines Energy
936	WASHINGTON STATE GAMBLING COMMISSION MEETING THURSDAY, NOVEMBER 17, 2011 APPROVED MINUTES Chair John Ellis called the Gambling Commission meeting to order at 1:35 p.m. at the Lacey Add to Reading List Source URL: www.wsgc.wa.gov Language: English - Date: 2013-11-18 12:15:16 Gambling Commission Government United Kingdom Gambling regulation Government of the Isle of Man Isle of Man Gambling Supervision Commission
937	SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos[removed]; [removed]; [removed]; File No. S7[removed]RIN 3235-AL17 EXTENSION OF EXEMPTIONS FOR SECURITY-BASED SWAPS AGENCY: Securities and Exchange Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-02-05 13:31:33 Financial system 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Securities Exchange Act Securities regulation in the United States International Swaps and Derivatives Association United States securities law Financial economics Financial regulation
938	Goldman, Sachs & Co. lOne New York Plaza I New York, New York[removed]Goldman Sachs February 17, 2010 Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-05-15 15:50:42 Finance Alternative Trading Systems Order Dark liquidity Crossing network Goldman Sachs Regulation NMS Market maker Algorithmic trading Financial markets Financial economics Investment
939	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 211 [Release No. SAB 112] Staff Accounting Bulletin No. 112 AGENCY: Securities and Exchange Commission. ACTION: Publication of Staff Accounting Bulletin. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2009-06-04 11:45:30 Generally Accepted Accounting Principles Consolidation Regulation S-K Financial statement Net asset value Fair value Equity Accounting Principles Board International Financial Reporting Standards Finance Accountancy Business
940	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 RELEASE NO[removed]July 17, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-17 06:25:37 73rd United States Congress Securities Exchange Act Finance Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation

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